Robert Cowles

Chief Compliance Officer

Connect with Robert

P: 978-296-8351

rcowles@neirg.com

Robert Cowles has been chief compliance officer at NEIRG since November 2015, bringing more than 15 years of industry experience to the firm. Rob oversees all aspects of the firm’s compliance and risk management program. He is a native of Massachusetts and currently lives in Chelmsford, Massachusetts, with his wife, Dinah, and two daughters, Megan, 8 and Erin, 7. In the summer, the family can often be found enjoying time by their pool or at the beach. When the cold arrives, they escape the winter freeze by vacationing at a tropical location. Rob is an avid sports fan and enjoys working out and attending his daughters’ sporting events.

I enjoy servicing our clients from a risk management and compliance perspective. I also enjoy being a part of a 15-person team and wearing many different hats and having an ownership mentality as opposed to the larger firms where I previously worked.” 

Education:

B.S., Business Management – B.S., Finance (Economics minor), Merrimack College

Honors:

Presidential Scholar, Merrimack College

 

Experience:

Managing Director, Foreside Compliance Services

Senior Compliance Consultant, Lincoln Investment Advisors Corporation

  • Responsible for advisor and fund compliance

Compliance and Operations Manager, Boston Large Hedge Fund Advisor

Assistant Treasurer, JPMorgan Investor Services

Senior Custody Account, Investors Bank & Trust